Katana History

Archaeological evidence indicates that swords have existed in Japan for its entire historical period. Short straight swords imported from China and Korea are among the earliest weapons found in historical sites around Japan. After 2000 B.C., when these swords first appeared, the Japanese began making their own swords.

According to tradition the first Japanese sword blade was made by the swordsmith Amakuni Yasutsuna about the year 700. Amakuni, his son Amakura and a number of other smiths were employed by the emperor to make weapons for his warriors. One day the emperor and his warriors passed by Amakuni’s forge as they returned from battle, and instead of greeting Amakuni as he usually did, the emperor totally ignored Amakuni and all the swordsmiths. As the warriors straggled back Amakuni noticed that many of them were carrying broken swords; the weapons he had forged had snapped in the heat of battle. He closely examined the weapons and swore an oath to make a sword that would not break and so regain the emperors favour.

Amakuni and his son locked themselves in their forge and prayed to the Shinto gods for seven days and nights. Then they set to work, refining the metal of the blade and applying all their knowledge to make the perfect sword. After a month of work they emerged with a sword that curved slightly and had only one edge. Pleased with their first effort they refined the process, and when the warriors returned from their battles the following year, none were broken.

The methods followed by the legendary Amakuni were improved over the next ten centuries but the basic technique of forging the blade remained the same. Small pieces of steel formed in a blast furnace were selected and stacked on an iron plate. This was heated in a furnace then welded into a solid block on an anvil by pounding the metal with heavy hammers. The block was then folded and beaten out again repeatedly until thousands of laminations were produced and much of the carbon in the original pieces of metal was removed. The final blade was made by wrapping the prepared block around a strip of high carbon steel which would produce the edge of the sword in the finished weapon. In the final forging the blade was covered with a paste made of clay, charcoal, powdered grinding stone and other material which is removed from the edge to leave a pattern typical of the smith’s tradition. The sword is heated “until it turns to the colour of the moon about to set out on its journey across the heavens on a June or July evening,” according to the words of one swordsmith, and cooled by being plunged edge down into a trough of water kept at a specified temperature. The unprotected edge of the blade cooled quickly while the clay covering allowed the rest of the blade to cool more slowly and so retain its flexibility.

The smith would then sign his name on the tang and pass the blade onto specialist craftsmen who would polish the blade and fit the hilt, guard (tsuba) and other items of sword furniture. The finished blade was sometimes given to a professional sword tester who used the living bodies of condemned criminals or their corpses taken from the execution grounds to test the cutting power of a new sword. Twenty different cuts were used, beginning with severing the hand by cutting through the bones of the wrist and progressing through the thicker limbs of the body. The most difficult cut was known as ryo-kuruma (pair of wheels) which involved slicing through the hips and the thickest part of the spine. The results of the test were usually recorded on the nakago or sword tang, and it is not uncommon to find inscriptions on old swords giving details of the tests such as “two men cut” or “eight arms severed.” Some swords were so well made that in the hands of an expert swordsman they were capable of slicing through tremendous resistance. Some seventeenth century blades bear the inscription “mitsudo setsudan” (three bodies with one cut), and in the martial art of iai-jutsu (the art of drawing the sword) one of the techniques taught is capable of cutting a body in two by slicing through the torso from the right hip to the left shoulder. The terrible cutting power of the Japanese sword does not simply depend on the quality of the blade; it must be wielded by someone who knows how to cut, a skill developed by cutting through bundles made from wet straw or other materials.

The long sword in Japan has seen three major incarnations, and for each type of sword exists a fighting style to match the blade's shape. The early blades, called chokuto or “straight swords,” tended to get longer as metallurgy techniques improved. Though not much is known about how these weapons were wielded, the extra length - without any significant increase in weight - certainly gave the fighter more reach. The handle size of these blades suggests that they were held in one hand. The two-edged blade suggests a thrusting and hacking style of fighting.

The first major change in the shape of the sword came during Amakuni’s time, a style perhaps created by Amakuni himself. Warriors found that, compared to a straight blade, a curved sword can be drawn from the saya more quickly and can provide a more effective cutting angle. Consequently, swordsmiths developed forging techniques to make a curved blade at least as strong as the earlier straight ones. These swords, called tachi, were extremely long, some nearly four feet, and were generally used by soldiers on horseback. The long, curved blade was ideal for a sweeping draw and slash against opponents on the ground or mounted upon other horses.

Later in Japanese history, most soldiers found themselves doing battle on foot, or engaging in individual combat against one another. For such men, the tachi were too long to be drawn or wielded comfortably, so a shorter sword was developed. This sword was the katana, and the katana is the sword that most practicianers of Ia�-Do systems use today. Katana are generally between two and four feet in length and, though curved, have a less pronounced arc than the tachi. They can be efficiently drawn from the saya into position for a horizontal, diagonal, or vertical cut, and the curve of the blade lends itself well to the efficient slashing cut characteristic of Ia�-Do.

Samurai Dates of Importance


660 B.C. --- Legend says Jimmu Tenno became Japan's first emperor and set up the ruling Yamato State. Weapons and armour develop.
400's A.D. --- Horses introduced into Japanese fighting.
500's A.D. --- Buddhism arrived in Japan; becomes a powerful philosophy for rulers and warriors.
500's A.D. --- Soga clan dominated the Yamato court.
645 A.D. --- Taika Reforms began.
702 A.D. --- Taiho law codes established the Great Council of State.
710 A.D. --- Nara rule began with first permanent capital.
781 A.D. --- Emperor Kammu came to power and moved capital to Kyoto a few years later.
794 A.D. --- Heian period began.
858 A.D. --- Fujiwara family gained control of imperial court.
935 A.D. --- Taira Masakado revolted and proclaimed himself "The New Emperor." Other Samurai leaders exerted their influence across the land and changed the history of Japan.
1180-85 A.D. --- Minamoto Yoritomo takes up arms against the Taira clan in The Gempei War.
1192 A.D. --- Yoritomo became first permanent shogun of Japan and set up his Samurai government in Kamakura.
Late 1200's A.D. --- Mongols invade Japan. The Samurai defeat the Mongols after many years of fierce fighting. The Samurai developed a style of formation combat and depended more on the sword as a primary weapon in battle.
1318 A.D. --- Go-Daigo became the 96th Emperor of Japan. He attempted to overthrow the Hojo regents, but gave rise instead to a new dynasty of Shoguns, the Ashikaga family, who set up their government in the capital city of Kyoto.
1400'a A.D. --- Master swordsmen established schools to teach their style of ken-jutsu.
1467-77 A.D. --- The Onin War saw the decline of the Shogun's power and began the Sengoku Jidai ("The Age of the Country at War") which lasted 150 years.
1542 A.D. --- Portuguese guns were introduced into Japan.
1560 A.D. --- Oda Nobunaga began the process of unifying Japan. Toyotomi Hideyoshi continued the quest after Nobunaga's death.
1592 A.D. --- Hideyoshi invaded Korea on his way to invading China, but died in 1598 before succeeding.
1603 A.D. --- The Tokugawa family began ruling Japan. The regime lasted more than 200 years.
1605 A.D. --- Miyamoto Musashi, Japan's most famous Samurai, began his musha-shugyo (warrior pilgrimage). Musashi fought and won more than 60 sword fights before the age of 30. He founded the Individual School of Two Skies and taught for many years. At the age of 60, Musashi wrote Gorin No Sho ("The Book of Five Spheres"), the most famous writing about the Japanese Sword Arts. He also wrote "The 35 Articles on the Art of Swordsmanship."
1615 A.D. --- Tokugawa Ieyasu drew up the "Buke Sho Hatto" (Rules for Martial Families) before his death. It gave Samurai 13 guides to living as a warrior during peace time.
1630 A.D. --- Japan cut its ties with the outside world.
1854 A.D. --- Commodore Matthew Perry opened trade between the United States and Japan.
1867 A.D. --- Emperor Mutsuhito regained his traditional powers and took the name Meiji. It was the beginning of the Meiji Restoration. Meiji (Mutsuhito) set up his new capital city in Edo (Tokyo).
1868 A.D. --- Emperor Meiji introduced the "Five Articles Oath" which began the dismantling of the Samurai class.
1873 A.D. --- Emperor Meiji established an army based on conscription; an army open to anyone.
1876 A.D. --- Emperor Meiji declared a new law that ended the wearing of swords. The Samurai had lost their profession and their right to wear swords. Their position as a special class ended after almost 1,000 years.


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